Hedge funds, private equity funds, alternative investment advisers -- when
your General Counsel or CCO needs additional support (or in the absence
of a GC / CCO), we handle your trading / investment, compliance, and
management company matters using our high-quality, cost-effective, and
flexible approach.
| | Confidentiality agreements
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| | Letters of intent / MOU's
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| | Finder's fee and sourcing |
| | agreements
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FRENKEL SUKHMAN LLP
New York City Westchester
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| | Distressed debt / claims trading
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| | Standstill / lock-up agreements
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| | "Big Boy" letters
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| | ISDA & GMRA documentation |
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IMPORTANT DISCLAIMER: By accessing and using this web site you agree to the terms and conditions posted. Click here to view the full terms and conditions. This web site is not intended to create an attorney-client relationship between you and any attorney in the firm of Frenkel Sukhman LLP and is not intended to act as a substitute for the advice of counsel regarding the specific facts and circumstances of your individual case and should not be relied on for legal advice. The materials on this web site are provided for general and informational purposes only, do not constitute legal advice of Frenkel Sukhman LLP or any of its attorneys, and are not guaranteed to be correct, complete, or up-to-date. The hiring of a lawyer is an important decision that should not be based solely upon written information about qualifications and experience or any other advertisements or marketing materials. William G. Frenkel and Michael Y. Sukhman are licensed as attorneys and counselors at law in the State of New York only. This site contains advertising for legal services and has been designed to comply only with the legal and ethical requirements of the State of New York. Laws and their interpretation differ from jurisdiction to jurisdiction, and advice from attorneys in every relevant jurisdiction may be required in matters involving laws other than laws of the State of New York, federal U.S. law, and international treaties ratified by the U.S.A.
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Copyright (c) Frenkel Sukhman LLP 2015
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750 Third Avenue
9th Floor
New York, NY 10017
212-286-4000
212-202-6285 fax
We provide legal services for all management company matters, including
general corporate and transactional matters such as:
520 White Plains Road
Suite 500
Tarrytown, NY 10591
914-739-1600
914-206-4084 fax
We provide legal support for your deal flow, trading, and investment activities:
We provide Registered Investment Adviser (RIA) compliance advisory and
management services, as a complete solution (Outside CCO) and a la carte:
| | Annual compliance review
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| | Compliance Manual
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| | Mock exam / audit preparation
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| | Independent AML audit |
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| | Formation of sub-advisers, affiliates, |
| | blockers and SPV’s
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| | Investment management and sub- |
| | advisor agreements
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| | Prime brokerage / clearance |
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| | IP licenses and IT agreements
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| | Employment agreements
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| | Engagement letters
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| | Service / consulting agreements
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| | Office leasing and sub-leasing |
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| | Forms ADV and PF
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| | BEA filings
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| | Marketing materials review
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| | Investor due diligence |
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| | Private Equity / M&A |
| | transactions
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| | Asset purchase / sale
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| | LSTA & LMA documentation |
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| | Outside CCO
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| | Forensic testing / monitoring
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| | Code of Ethics
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| | Personal trading |
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| | Investor subscription documents
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| | Investor side letters
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| | Third party marketing, placement, |
| | solicitation
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| | Custody and administration |
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Serving the alternative investment funds industry
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We effect formation of domestic and foreign funds, special-purpose vehicles,
management companies, sub-advisors, asset managers, and similar entities:
| | LPAs, LLC Operating Agreements, |
| | Shareholder Agreements
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| | PPMs and other disclosure and |
| | marketing materials
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| | SEC Form ADV, Form PF and state |
| | filings
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| | SEC Form D and state blue-sky |
| | securities filings
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| | Investment Management, Sub-
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Advisory Investment Agreements
| | Subscription Agreements, Investor
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Side Letters | |
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