www.fundscounsel.com |
New York City Westchester |
Serving the alternative investment funds industry |
![]() | Review / preparation of: |
![]() | Mock SEC exam / audit preparation | |
![]() | Review / preparation of ADV Form, Form PF, BEA filings and | |
amendments | ||
![]() | Establishment of a master calendar for regulatory filings | |
![]() | Review of marketing materials | |
![]() | Investor due diligence and AML clearance | |
![]() | Compliance program review | |
![]() | Annual AML audit | |
![]() | Annual FCPA audit | |
![]() | Annual privacy notices | |
![]() | Employee training | |
Copyright (c) Frenkel Sukhman LLP 2013 |